NORTHERN LIGHTS FUNDS Fund Family (Return to Fund Listings)

Fund Settlement Date Minimum Investment Amounts
Taxable Initial Taxable Subsequent Non-Taxable Initial Non-Taxable Subsequent
SWAN DEFINED RISK GWTH FD A (SDAAX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
SWAN DEFINED RISK US SM CAP A (SDCAX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
SWAN DEFINED RISK US SM CAP I (SDCIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
SWAN DEFINED RISK FOREIGN FD CL A (SDJAX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
SWAN DEFINED RISK FOREIGN FD CL I (SDJIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00

Some funds charge fees to cover marketing, distribution and administrative expenses. These include marketing fees known as 12b-1 fees, as well as certain record keeping or shareholder services fees. Such fees are included in the funds’ overall expense ratio and a portion of these fees may be paid to us. We reserve the right to change the funds we make available at any time without prior notice.