ALPS SERIES TRUST Fund Family (Return to Fund Listings)

Fund Settlement Date Minimum Investment Amounts
Taxable Initial Taxable Subsequent Non-Taxable Initial Non-Taxable Subsequent
ALPS SMITH BALANCED OPPORTUNITY FUND (ALIBX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
ALPS SMITH BALANCED OPPORTUNITY FUND (ALPBX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
BEACON TRUST ACCELERATED RTN STRAT INST (BARLX)
Prospectus Unavailable
1 $1,000,000.00 $0.00 $1,000,000.00 $0.00
BEACON TRUST PLANNED RTN STRAT INST (BPRLX)
Prospectus Unavailable
1 $1,000,000.00 $0.00 $1,000,000.00 $0.00
CLARKSTON FOUNDERS FOUNDERS (CFMDX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
CLOUGH CHINA FD CL A (CHCAX)
Prospectus Unavailable
1 $100.00 $0.00 $100.00 $0.00
CLOUGH CHINA FD CL INV (CHNAX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
CLOUGH CHINA FD CL I (CHNIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
CLARKSTON FD INST (CILGX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
CLARKSTON FOUNDERS FUND INST (CIMDX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
CLARKSTON PARTNERS FD INST (CISMX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
CLOUGH GLBL LONG SHORT INV (CLOAX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
CLOUGH GLBL LONG SHORT I (CLOIX)
Prospectus Unavailable
1 $1,000,000.00 $0.00 $1,000,000.00 $0.00
DDJ OPPORTUNISTIC HIGH YIELD I (DDJCX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
DDJ OPPORTUNISTIC HIGH YIELD INST (DDJIX)
Prospectus Unavailable
1 $5,000,000.00 $0.00 $5,000,000.00 $0.00
DDJ OPPORTUNISTIC HIGH YIELD II (DDJRX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
GRANDEUR PEAK GLBL STALWARTS INV (GGSOX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
GRANDEUR PEAK GLBL STALWARTS INST (GGSYX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
GRANDEUR PEAK INTL STALWARTS INV (GISOX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
GRANDEUR PEAK INTL STALWARTS INST (GISYX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
FINANCIAL INVS TR GRN GB OP INST (GPGIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
FINANCIAL INVS TR GRN INTL INSTL (GPIIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
GRANDEUR PEAK GLBL MICRO CAP INST (GPMCX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
GRANDEUR PEAK GLBL REACH FD INST (GPRIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
GRANDEUR PEAK US STALWARTS INST (GUSYX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
HILLMAN VALUE FD NO LOAD (HCMAX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
FINANCIAL INVS TR ALPS KT IN ESG A (INAAX)
Prospectus Unavailable
1 $2,500.00 $0.00 $500.00 $0.00
FINANCIAL INVS TR ALPS/KT ESG INV (INDAX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
FINANCIAL INVS TR ALPS/KT IN ESG I (INDIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
ALPS CORE CMDY MGMT COMPLETE CMDY STRAT (JCCSX)
Prospectus Unavailable
1 $100.00 $0.00 $100.00 $0.00
ALPS CORE CMDY MGMT COMPLETE CMDY STRAT (JCRAX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
ALPS CORE CMDY MGMT COMPLETE CMDY STRAT (JCRIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
ALPS RED ROCK GLOBAL OPPORTUNITY FD INV (LPEFX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
ALPS RED ROCK GLOBAL OPPORTUNITY FD CL R (LPERX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
ALPSRED ROCKS GLOBAL OPPORTUNITY A (LPFAX)
Prospectus Unavailable
1 $2,500.00 $0.00 $500.00 $0.00
RIVERFRONT ASSET ALLOC GWTH & INCM A (RAGIX)
Prospectus Unavailable
1 $100.00 $0.00 $100.00 $0.00
RIVERFRONT ASSET ALLOC AGGRESSIVE A (RLAAX)
Prospectus Unavailable
1 $100.00 $0.00 $100.00 $0.00
RIVERFRONT ASSET ALLOC AGGRESSIVE CL I (RLFIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
RIVERFRONT ASSET ALLOC GWTH INC INV CL (RLGAX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
RIVERFRONT ASSET ALLOC GWTH AND INCM CL (RLIIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
RIVERFRONT ASSET ALLOC AGGRESSIVE INV CL (RLTAX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
RIVERFRONT ASSET ALLOC AGGRESSIVE CL L (RLTIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
RIVERFRONT ASSET ALLOC AGGRESSIVE INV CL (RLTSX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
RIVERFRONT ASSET ALLOC MODERATE INV CL (RMIAX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
RIVERFRONT ASSET ALLOC MODERATE CL I (RMIIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
RIVERFRONT ASSET ALLOC MODERATE A (RMOAX)
Prospectus Unavailable
1 $100.00 $0.00 $100.00 $0.00
RIVERNORTH CORE OPPTY FD CL I (RNCIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
RIVERNORTH OAKTREE HIGH INCM I (RNHIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
RONDURE NEW WORLD INST (RNWIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
RONDURE NEW WORLD INV (RNWOX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
RONDURE OVERSEAS FD INST (ROSIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
RONDURE OVERSEAS FD INV (ROSOX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
CARRET KANSAS TAXEXEMPT BOND FD INSTITUT (SEKSX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
SEAFARER OVERSEAS GWTH & INCM FD INST (SIGIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
SEAFARER OVERSEAS VALUE FD INST (SIVLX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
ALPSSMITH TOTAL RETURN BOND A (SMAMX)
Prospectus Unavailable
1 $2,500.00 $0.00 $500.00 $0.00
ALPS SMITH CREDIT OPPORTUNITIES FUND (SMCRX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
ALPS SMITH CREDIT OPPORTUNITIES FUND (SMCVX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
ALPS SMITH SHORT DURATION BD INST (SMDSX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
ALPS SMITH SHORT DURATION BD INV (SMRSX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
ALPS SMITH TOTAL RETURN BOND INST (SMTHX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
ALPS SMITH TOTAL RETURN BOND INV (SMTRX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
XSQUARE BALANCED FUND, LLC A (SQBFX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
SEVEN CANYONS STRATEGIC INCOME INV (WASIX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00
SEVEN CANYONS WORLD INNOVATORS INST (WIGTX)
Prospectus Unavailable
1 $0.00 $0.00 $0.00 $0.00

Some funds charge fees to cover marketing, distribution and administrative expenses. These include marketing fees known as 12b-1 fees, as well as certain record keeping or shareholder services fees. Such fees are included in the funds’ overall expense ratio and a portion of these fees may be paid to us. We reserve the right to change the funds we make available at any time without prior notice.