ALPS SERIES TRUST Fund Family (Return to Fund Listings)
| Fund | Settlement Date | Minimum Investment Amounts | |||
|---|---|---|---|---|---|
| Taxable Initial | Taxable Subsequent | Non-Taxable Initial | Non-Taxable Subsequent | ||
| ALPS SMITH BALANCED OPPORTUNITY FUND (ALIBX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| ALPS SMITH BALANCED OPPORTUNITY FUND (ALPBX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| BEACON TRUST ACCELERATED RTN STRAT INST (BARLX) Prospectus Unavailable |
1 | $1,000,000.00 | $0.00 | $1,000,000.00 | $0.00 |
| BEACON TRUST PLANNED RTN STRAT INST (BPRLX) Prospectus Unavailable |
1 | $1,000,000.00 | $0.00 | $1,000,000.00 | $0.00 |
| CLARKSTON FOUNDERS FOUNDERS (CFMDX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| CLOUGH CHINA FD CL A (CHCAX) Prospectus Unavailable |
1 | $100.00 | $0.00 | $100.00 | $0.00 |
| CLOUGH CHINA FD CL INV (CHNAX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| CLOUGH CHINA FD CL I (CHNIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| CLARKSTON FD INST (CILGX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| CLARKSTON FOUNDERS FUND INST (CIMDX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| CLARKSTON PARTNERS FD INST (CISMX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| CLOUGH GLBL LONG SHORT INV (CLOAX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| CLOUGH GLBL LONG SHORT I (CLOIX) Prospectus Unavailable |
1 | $1,000,000.00 | $0.00 | $1,000,000.00 | $0.00 |
| DDJ OPPORTUNISTIC HIGH YIELD I (DDJCX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| DDJ OPPORTUNISTIC HIGH YIELD INST (DDJIX) Prospectus Unavailable |
1 | $5,000,000.00 | $0.00 | $5,000,000.00 | $0.00 |
| DDJ OPPORTUNISTIC HIGH YIELD II (DDJRX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| GRANDEUR PEAK GLBL STALWARTS INV (GGSOX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| GRANDEUR PEAK GLBL STALWARTS INST (GGSYX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| GRANDEUR PEAK INTL STALWARTS INV (GISOX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| GRANDEUR PEAK INTL STALWARTS INST (GISYX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| FINANCIAL INVS TR GRN GB OP INST (GPGIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| FINANCIAL INVS TR GRN INTL INSTL (GPIIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| GRANDEUR PEAK GLBL MICRO CAP INST (GPMCX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| GRANDEUR PEAK GLBL REACH FD INST (GPRIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| GRANDEUR PEAK US STALWARTS INST (GUSYX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| HILLMAN VALUE FD NO LOAD (HCMAX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| FINANCIAL INVS TR ALPS KT IN ESG A (INAAX) Prospectus Unavailable |
1 | $2,500.00 | $0.00 | $500.00 | $0.00 |
| FINANCIAL INVS TR ALPS/KT ESG INV (INDAX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| FINANCIAL INVS TR ALPS/KT IN ESG I (INDIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| ALPS CORE CMDY MGMT COMPLETE CMDY STRAT (JCCSX) Prospectus Unavailable |
1 | $100.00 | $0.00 | $100.00 | $0.00 |
| ALPS CORE CMDY MGMT COMPLETE CMDY STRAT (JCRAX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| ALPS CORE CMDY MGMT COMPLETE CMDY STRAT (JCRIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| ALPS RED ROCK GLOBAL OPPORTUNITY FD INV (LPEFX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| ALPS RED ROCK GLOBAL OPPORTUNITY FD CL R (LPERX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| ALPSRED ROCKS GLOBAL OPPORTUNITY A (LPFAX) Prospectus Unavailable |
1 | $2,500.00 | $0.00 | $500.00 | $0.00 |
| RIVERFRONT ASSET ALLOC GWTH & INCM A (RAGIX) Prospectus Unavailable |
1 | $100.00 | $0.00 | $100.00 | $0.00 |
| RIVERFRONT ASSET ALLOC AGGRESSIVE A (RLAAX) Prospectus Unavailable |
1 | $100.00 | $0.00 | $100.00 | $0.00 |
| RIVERFRONT ASSET ALLOC AGGRESSIVE CL I (RLFIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| RIVERFRONT ASSET ALLOC GWTH INC INV CL (RLGAX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| RIVERFRONT ASSET ALLOC GWTH AND INCM CL (RLIIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| RIVERFRONT ASSET ALLOC AGGRESSIVE INV CL (RLTAX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| RIVERFRONT ASSET ALLOC AGGRESSIVE CL L (RLTIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| RIVERFRONT ASSET ALLOC AGGRESSIVE INV CL (RLTSX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| RIVERFRONT ASSET ALLOC MODERATE INV CL (RMIAX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| RIVERFRONT ASSET ALLOC MODERATE CL I (RMIIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| RIVERFRONT ASSET ALLOC MODERATE A (RMOAX) Prospectus Unavailable |
1 | $100.00 | $0.00 | $100.00 | $0.00 |
| RIVERNORTH CORE OPPTY FD CL I (RNCIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| RIVERNORTH OAKTREE HIGH INCM I (RNHIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| RONDURE NEW WORLD INST (RNWIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| RONDURE NEW WORLD INV (RNWOX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| RONDURE OVERSEAS FD INST (ROSIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| RONDURE OVERSEAS FD INV (ROSOX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| CARRET KANSAS TAXEXEMPT BOND FD INSTITUT (SEKSX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| SEAFARER OVERSEAS GWTH & INCM FD INST (SIGIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| SEAFARER OVERSEAS VALUE FD INST (SIVLX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| ALPSSMITH TOTAL RETURN BOND A (SMAMX) Prospectus Unavailable |
1 | $2,500.00 | $0.00 | $500.00 | $0.00 |
| ALPS SMITH CREDIT OPPORTUNITIES FUND (SMCRX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| ALPS SMITH CREDIT OPPORTUNITIES FUND (SMCVX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| ALPS SMITH SHORT DURATION BD INST (SMDSX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| ALPS SMITH SHORT DURATION BD INV (SMRSX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| ALPS SMITH TOTAL RETURN BOND INST (SMTHX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| ALPS SMITH TOTAL RETURN BOND INV (SMTRX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| XSQUARE BALANCED FUND, LLC A (SQBFX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| SEVEN CANYONS STRATEGIC INCOME INV (WASIX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| SEVEN CANYONS WORLD INNOVATORS INST (WIGTX) Prospectus Unavailable |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
Some funds charge fees to cover marketing, distribution and administrative expenses. These include marketing fees known as 12b-1 fees, as well as certain record keeping or shareholder services fees. Such fees are included in the funds’ overall expense ratio and a portion of these fees may be paid to us. We reserve the right to change the funds we make available at any time without prior notice.