NORTHERN LIGHTS FUNDS Fund Family (Return to Fund Listings)

Fund Settlement Date Minimum Investment Amounts
Taxable Initial Taxable Subsequent Non-Taxable Initial Non-Taxable Subsequent
NORTHERN LIGHTS FD TR OCEAN CL I1 SHS (SIRJX)
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1 $100,000.00 $0.00 $100,000.00 $0.00
NORTHERN LIGHTS FD TR OCEAN P INVESTOR (SRFNX)
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1 $0.00 $0.00 $0.00 $0.00
NORTHERN LIGHTS FD TR OCEAN P INVESTOR (SRSNX)
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1 $10,000.00 $0.00 $10,000.00 $0.00
NORTHERN LIGHTS FD TR OCEAN INSTITUTIO (SRTJX)
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1 $0.00 $0.00 $0.00 $0.00
NORTHERN LIGHTS FD TR SIERRA TCTL INV (SSIIX)
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1 $0.00 $0.00 $0.00 $0.00
NORTHERN LIGHTS FD TR SIERRA TACTICL A (SSIZX)
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1 $0.00 $0.00 $0.00 $0.00
NORTHERN LIGHTS FD TR SIERRA TCTL A (STBKX)
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1 $0.00 $0.00 $0.00 $0.00
NORTHERN LIGHTS FD TR OCEAN P INVESTOR (STBNX)
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1 $0.00 $0.00 $0.00 $0.00
NORTHERN LIGHTS FD TR OCEAN INSTITUTIO (STEJX)
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1 $10,000.00 $0.00 $10,000.00 $0.00
NORTHERN LIGHTS FD TR OCEAN P INVESTOR (STENX)
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1 $10,000.00 $0.00 $10,000.00 $0.00
NORTHERN LIGHTS FD TR OCEAN P INVESTOR (STMNX)
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1 $0.00 $0.00 $0.00 $0.00

Some funds charge fees to cover marketing, distribution and administrative expenses. These fees include marketing fees known as a “12b-1 fees”, as well as certain record keeping or shareholder services fees. Such fees are included in the fund’s overall expense ratio and a portion of these fees may be paid to us. We reserve the right to change the funds we make available at any time without prior notice.