NORTHERN LIGHTS FUNDS Fund Family
| Fund | Settlement Date | Minimum Investment Amounts | |||
|---|---|---|---|---|---|
| Taxable Initial | Taxable Subsequent | Non-Taxable Initial | Non-Taxable Subsequent | ||
| SWAN DEFINED RISK GWTH FD A (SDAAX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| SWAN DEFINED RISK US SM CAP A (SDCAX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| SWAN DEFINED RISK US SM CAP I (SDCIX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| SWAN DEFINED RISK EMERGING MARKETS A (SDFAX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| SWAN DEFINED RISK FOREIGN FD CL A (SDJAX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| SWAN DEFINED RISK FOREIGN FD CL I (SDJIX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
Some funds charge fees to cover marketing, distribution and administrative expenses. These fees include marketing fees known as a “12b-1 fees”, as well as certain record keeping or shareholder services fees. Such fees are included in the fund’s overall expense ratio and a portion of these fees may be paid to us. We reserve the right to change the funds we make available at any time without prior notice.